DECODING ASSESSMENT VALIDATION: GUIDE TO VALIDATING ASSESSMENTS

Decoding Assessment Validation: Guide to Validating Assessments

Decoding Assessment Validation: Guide to Validating Assessments

Blog Article

After gaining registration, RTOs need to monitor several aspects including annual declarations, AVETMISS reporting, and marketing compliance, with validation being a major concern.

Though we've written extensively on validation, let's clarify it again. ASQA describes it as a quality assessment review.

Put simply, validation checks which parts of an RTO's assessment process are accurate and spots areas for enhancement. A proper understanding of its main elements can make validation less daunting.

The 2015 SRTOs Clause 1.8 requires RTOs to make sure their assessment systems, including RPL, are compliant with training package requirements and conducted per the Principles of Assessment and Rules of Evidence.

According to the standards, two types of validation are necessary.

The first type of assessment validation checks that your RTO's assessment aligns with the training package requirements in your scope.

The following validation type ensures that assessments follow the principles of assessment and rules of evidence.

This suggests we perform validation both before and after the assessment. This article will concentrate on the first type—assessment tool validation.

A Look at the Two Types of Assessment Validation

Assessment Validation: What It Is

As discussed before and in previous blogs, validation includes two processes: (1) assessment tool validation and (2) post-assessment validation.

Assessment tool validation, sometimes called pre-assessment validation, focuses on ensuring all unit requirements are met, in line with the first part of the clause, ensuring complete workbook compliance.

In post-assessment validation, the emphasis is on implementation, ensuring that Registered Training Organisations conduct assessments as per the Principles of Assessment and Rules of Evidence.

In this write-up, we will focus on assessment tool validation.

How to Properly Conduct Assessment Tool Validation

Having discussed the two types of validation, let’s delve into assessment tool validation.

Appropriate Times for Assessment Tool Validation

Assessment tool validation ensures that all elements, performance criteria, and performance and knowledge evidence are included in your assessment tools.

Hence, whenever new learning resources are bought, assessment tool validation should be carried out before students use them.

You don’t have to wait for the next scheduled validation in your 5-year cycle. Validate new resources right away to ensure they are ready for students.

Yet, this is not the only occasion to conduct this type of validation. Perform assessment tool validation when you:

- you update resources
- new training products are added on scope
- course is reviewed against training product updates
- learning resources are identified as a risk during your risk assessment

ASQA's risk-based regulation approach requires RTOs to conduct regular risk assessments. Therefore, complaints from students about learning resources are a perfect time for assessment tool validation.

How to Choose Training Products for Validation

Recall, this type of validation aims to ensure all learning resources are compliant before use. All RTOs must validate each unit's resources.

Assessment Tool Validation: Required Resources

Study Resources

As you validate your assessment tools, you will need the complete set of your learning resources:

Mapping tool – the initial document to investigate. It identifies which assessment items address unit requirements, helping speed up validation.

Learner/student workbook – assess its appropriateness as an assessment tool. Confirm clear instructions and adequate answer fields. This is a common problem.

Assessor guide/marking guide – ensure that instructions for assessors are sufficient and clear benchmarks for each assessment item are provided. Clear benchmarks are essential for reliable assessment outcomes.

Other related resources – may include checklists, registers, and templates developed separately from the workbook and marking guide. Validate these to ensure they suit the assessment task and address unit requirements.

Assessment Validation Team

Clause 1.11 specifies the criteria for validation panel members, indicating that validation can involve one or more persons. RTOs usually require all trainers and assessors to participate, sometimes including industry experts.

Your validation panel must, as a group, possess:

Vocational competencies and industry skills pertinent to the unit being validated

Up-to-date knowledge and skills related to vocational teaching and learning

Either one of the following training and assessment credentials:

TAE40116 Certificate IV in Training and Assessment or its updated version

Assessment validation document/template
Having a validation tool helps you with both the validation process and documentation. Using a validation tool makes it easier to look at how each assessment item maps against each unit requirement.
Using a validation tool benefits both the validation process and documentation. It makes it easier to comprehend how each assessment item aligns with each unit requirement.
At the same time, it can serve as your document evidence that you have validated your resources before letting the students use them.
It serves as documentation that you have validated your resources prior to student use.

ASQA does not provide a recommended or required template for assessment tool validation, but many templates are available online. These tools generally have validators review the tools as a whole to determine if they meet the principles of assessment.

Assessment Principles Checklist Yes/No/Partially Comments
1. Fair
2. Flexible
3. Valid
4. Reliable

While such templates facilitate validation, they often result in judgment errors because there’s insufficient space for comments on each assessment item.

We recommend using a more detailed template to examine each unit requirement and the assessment items that correspond to them. Here is an example:

Element Performance Criteria Instructions for Assessment Benchmarks Assessment Tools Rectification Recommendations
What do you Need to Check?
What to Inspect?

As mentioned in our blog post Common Problems In Assessment Tools, it’s crucial that your assessment tools enable trainers to follow assessment principles and evidence rules.

Assessment Core Principles
Fairness – Is equal opportunity and access provided to everyone in the assessment process?

Flexibility – Are multiple options available in the assessment to demonstrate competence based on different needs and preferences?

Validity – Does the assessment measure what it is supposed to measure? Is it a valid tool for evaluating the required skill or knowledge?

Reliability – Will the assessment achieve the same results every time, regardless of who conducts the training? Will different assessors consistently make decisions on skill competence?

Evidence Core Rules

Validity – Is the evidence proof that the candidate possesses the skills, knowledge, and attributes described in the unit of competency read more and associated assessment requirements?
Sufficiency – Is there enough evidence to ensure that the learner has the skills and knowledge required?
Sufficiency – Is there sufficient evidence to ensure the learner has the required skills and knowledge?

Authenticity – Does the assessment tool ensure that the work is the candidate’s own?

Currency – Are the assessment tools in line with current units of competency and contemporary industry practices?

Although these are frequently covered in VET professional development and nationally recognised training, many tools still struggle to meet these requirements.

To prevent using learning resources that fail to address some unit requirements, ensure you follow these guidelines:

Act on Your Words

Take note of the verbs used in the unit requirements and make sure they are addressed by the assessment item. For example, in the unit CHCECE032 Nurture babies and toddlers, one performance evidence requirement asks students to:

Complete each of the following activities at least once with two different babies under 12 months old in a safe environment, using age-appropriate verbal and non-verbal communication according to service and regulatory requirements:

change nappies

bottle preparation, bottle-feeding infants, and cleaning equipment

prepare solids and feed babies

respond appropriately to baby signs and cues

settle babies for sleep and prepare them

monitor and foster physical exploration and gross motor skills appropriate for the age

Having students explain changing nappies for babies under 12 months old doesn’t directly address the unit requirement. Unless it’s meant to assess underpinning knowledge (i.e., knowledge evidence), students should be carrying out the tasks.

Be Mindful of Plurals!
Pay attention to the numbers. In our example on one of the unit requirements of CHCECE032, this single unit requirement calls for the students to complete the tasks at least once on two different babies under 12 months of age. Having students complete the tasks listed twice on just 1 baby won’t cut it.
Mind the numbers. In our CHCECE032 example, one unit requirement asks students to complete the tasks at least once with two different babies under 12 months old. Doing the tasks twice with one baby doesn’t suffice.

Total or Not Competent

Pay attention to lists. As noted earlier, if students perform only half the tasks listed, it’s non-compliant. Each assessment item must address all requirements, or the student is not yet competent and the assessment tool is non-compliant.
Can you be more specific?
Provide More Detail

Every assessment item should have clear and specific benchmark answers to guide the assessor’s judgment on student competence. Thus, make sure your instructions do not confuse students or assessors. For example:
What kind of information can be included in a work package?
What sort of information can be included in a work package?

Possible answers could include:

Needed resources

Relevant costs

Time allocated for activities

Designated duties and responsibilities

If an assessment item requires multiple answers, specify how many answers are needed from a student. This ensures your assessment is reliable, and the evidence obtained is valid.

This is true for assessment items with double-barrelled questions or questions requiring more than one answer at the same time. These can confuse students and assessors, as shown in the sample question below:

Name a hazard and/or environmental concern in the work area and choose the most effective hazard control hierarchy.

Possible answers can include, but are not limited to:

Weather conditions – isolation of work area, engineering controls, personal protective equipment

Work area and ground conditions – elimination, isolation, engineering controls

People – isolation, use of engineering controls, administration

Structural hazards – substituting, isolation, use of engineering controls

Chemical hazards – isolation, engineering, administrative controls

Equipment or machinery – isolation, engineering, administrative controls

Steering clear of double-barrelled questions simplifies responses for students and enables assessors to accurately judge competence.

Considering these requirements, you might think, “Don’t learning resource developers have audit guarantees?” However, such guarantees require you to wait for an audit to rectify noncompliance. This affects your compliance history, so it’s better to take a safe and compliant approach.

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